Jeffrey Thomas Perez - 14 May 2021 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
SVP, IP Affairs
Signature
/s/ Jeffrey T. Perez, by Donald P. Lehr, as attorney-in-fact
Issuer symbol
PGEN
Transactions as of
14 May 2021
Net transactions value
$0
Form type
4
Filing time
18 May 2021, 17:04:19 UTC
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Options Exercise +22,697 +8.1% 302,518 14 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGEN Restricted Stock Units Options Exercise $0 -22,697 -100% $0.000000* 0 14 May 2021 Common Stock 22,697 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.
F2 The RSUs were granted on March 25, 2021 and have vested in full.