Michael J. Carpenter - Jun 17, 2021 Form 4 Insider Report for CrowdStrike Holdings, Inc. (CRWD)

Signature
/s/ Remie Solano, as Attorney-in-Fact for Michael J. Carpenter
Stock symbol
CRWD
Transactions as of
Jun 17, 2021
Transactions value $
-$9,330,616
Form type
4
Date filed
6/22/2021, 08:46 PM
Previous filing
May 21, 2021
Next filing
Aug 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRWD Class A common stock Conversion of derivative security +25K +13.44% 211K Jun 17, 2021 Direct F1, F2
transaction CRWD Class A common stock Sale -$140K -600 -0.28% $232.67 210K Jun 17, 2021 Direct F2, F3
transaction CRWD Class A common stock Sale -$492K -2.1K -1% $234.06 208K Jun 17, 2021 Direct F2, F4
transaction CRWD Class A common stock Sale -$447K -1.9K -0.91% $235.14 206K Jun 17, 2021 Direct F2, F5
transaction CRWD Class A common stock Sale -$567K -2.4K -1.16% $236.13 204K Jun 17, 2021 Direct F2, F6
transaction CRWD Class A common stock Sale -$426K -1.8K -0.88% $236.94 202K Jun 17, 2021 Direct F2, F7
transaction CRWD Class A common stock Sale -$643K -2.7K -1.33% $238.13 200K Jun 17, 2021 Direct F2, F8
transaction CRWD Class A common stock Sale -$837K -3.5K -1.75% $239.16 196K Jun 17, 2021 Direct F2, F9
transaction CRWD Class A common stock Sale -$2.04M -8.5K -4.34% $240.10 188K Jun 17, 2021 Direct F2, F10
transaction CRWD Class A common stock Sale -$361K -1.5K -0.8% $240.91 186K Jun 17, 2021 Direct F2, F11
transaction CRWD Class A common stock Conversion of derivative security +3.13K +1.68% 189K Jun 21, 2021 Direct F1, F2
transaction CRWD Class A common stock Sale -$92.8K -400 -0.21% $231.89 189K Jun 21, 2021 Direct F2, F12
transaction CRWD Class A common stock Sale -$245K -1.05K -0.56% $233.13 188K Jun 21, 2021 Direct F2, F13
transaction CRWD Class A common stock Sale -$383K -1.63K -0.87% $234.30 186K Jun 21, 2021 Direct F2, F14
transaction CRWD Class A common stock Sale -$486K -2.07K -1.11% $235.47 184K Jun 21, 2021 Direct F2, F15
transaction CRWD Class A common stock Sale -$629K -2.66K -1.45% $236.37 181K Jun 21, 2021 Direct F2, F16
transaction CRWD Class A common stock Sale -$1.32M -5.57K -3.07% $237.49 176K Jun 21, 2021 Direct F2, F17
transaction CRWD Class A common stock Sale -$264K -1.11K -0.63% $238.09 175K Jun 21, 2021 Direct F2, F18

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRWD Stock Options (Right to Buy) Options Exercise $0 -25K -30.01% $0.00 58.3K Jun 17, 2021 Class B common stock 25K $1.76 Direct F19
transaction CRWD Class B common stock Options Exercise $44K +25K $1.76* 25K Jun 17, 2021 Class A common stock 25K $0.00 Direct F20
transaction CRWD Class B common stock Conversion of derivative security $0 -25K -100% $0.00* 0 Jun 17, 2021 Class A common stock 25K $0.00 Direct F20
transaction CRWD Restricted Stock Units Options Exercise $0 -3.13K -16.67% $0.00 15.6K Jun 20, 2021 Class B common stock 3.13K $0.00 Direct F21, F22
transaction CRWD Class B common stock Options Exercise $0 +3.13K $0.00 3.13K Jun 20, 2021 Class A common stock 3.13K $0.00 Direct F20
transaction CRWD Class B common stock Conversion of derivative security $0 -3.13K -100% $0.00* 0 Jun 21, 2021 Class A common stock 3.13K $0.00 Direct F20
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B common stock was converted into Class A common stock on a one-for-one basis.
F2 Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and includes 735 shares of Class A common stock acquired under the CrowdStrike Holdings, Inc. 2019 Employee Stock Purchase Plan on June 10, 2021.
F3 These transactions were executed in multiple trades at prices ranging from $232.60 to $233.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 These transactions were executed in multiple trades at prices ranging from $233.60 to $234.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 These transactions were executed in multiple trades at prices ranging from $234.61 to $235.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 These transactions were executed in multiple trades at prices ranging from $235.61 to $236.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 These transactions were executed in multiple trades at prices ranging from $236.61 to $237.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 These transactions were executed in multiple trades at prices ranging from $237.63 to $238.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 These transactions were executed in multiple trades at prices ranging from $238.63 to $239.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 These transactions were executed in multiple trades at prices ranging from $239.63 to $240.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11 These transactions were executed in multiple trades at prices ranging from $240.67 to $241.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12 These transactions were executed in multiple trades at prices ranging from $231.42 to $232.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13 These transactions were executed in multiple trades at prices ranging from $232.65 to $233.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14 These transactions were executed in multiple trades at prices ranging from $233.71 to $234.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F15 These transactions were executed in multiple trades at prices ranging from $234.87 to $235.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F16 These transactions were executed in multiple trades at prices ranging from $235.87 to $236.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F17 These transactions were executed in multiple trades at prices ranging from $236.93 to $237.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F18 These transactions were executed in multiple trades at prices ranging from $237.95 to $238.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F19 The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2018.
F20 Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
F21 RSUs convert into Class B common stock on a one-for-one basis.
F22 The shares represent unvested RSUs granted on September 25, 2018, which included (i) 15,000 RSUs that vested on December 20, 2019 and (ii) 35,000 RSUs that vest in eleven quarterly installments thereafter.

Remarks:

All transactions, other than the vesting and settlement of Restricted Stock Units awards, were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.