Michael J. Carpenter - May 19, 2021 Form 4 Insider Report for CrowdStrike Holdings, Inc. (CRWD)

Signature
/s/ Remie Solano, as Attorney-in-Fact for Michael J. Carpenter
Stock symbol
CRWD
Transactions as of
May 19, 2021
Transactions value $
-$4,858,199
Form type
4
Date filed
5/21/2021, 04:11 PM
Next filing
Jun 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRWD Class A common stock Conversion of derivative security +25K +13.49% 210K May 19, 2021 Direct F1, F2
transaction CRWD Class A common stock Sale -$114K -600 -0.29% $189.76 210K May 19, 2021 Direct F2, F3
transaction CRWD Class A common stock Sale -$210K -1.1K -0.52% $191.17 209K May 19, 2021 Direct F2, F4
transaction CRWD Class A common stock Sale -$442K -2.3K -1.1% $192.21 206K May 19, 2021 Direct F2, F5
transaction CRWD Class A common stock Sale -$406K -2.1K -1.02% $193.16 204K May 19, 2021 Direct F2, F6
transaction CRWD Class A common stock Sale -$311K -1.6K -0.78% $194.22 203K May 19, 2021 Direct F2, F7
transaction CRWD Class A common stock Sale -$431K -2.2K -1.09% $195.73 200K May 19, 2021 Direct F2, F8
transaction CRWD Class A common stock Sale -$649K -3.3K -1.65% $196.76 197K May 19, 2021 Direct F2, F9
transaction CRWD Class A common stock Sale -$915K -4.63K -2.35% $197.69 193K May 19, 2021 Direct F2, F10
transaction CRWD Class A common stock Sale -$1.34M -6.77K -3.52% $198.62 186K May 19, 2021 Direct F2, F11
transaction CRWD Class A common stock Sale -$79.7K -400 -0.22% $199.27 185K May 19, 2021 Direct F2, F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRWD Stock Options (Right to Buy) Options Exercise $0 -25K -23.09% $0.00 83.3K May 19, 2021 Class B common stock 25K $1.76 Direct F13
transaction CRWD Class B common stock Options Exercise $44K +25K $1.76* 25K May 19, 2021 Class A common stock 25K $0.00 Direct F14
transaction CRWD Class B common stock Conversion of derivative security $0 -25K -100% $0.00* 0 May 19, 2021 Class A common stock 25K $0.00 Direct F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B common stock was converted into Class A common stock on a one-for-one basis.
F2 Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
F3 These transactions were executed in multiple trades at prices ranging from $189.63 to $190.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 These transactions were executed in multiple trades at prices ranging from $190.64 to $191.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 These transactions were executed in multiple trades at prices ranging from $191.70 to $192.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 These transactions were executed in multiple trades at prices ranging from $192.72 to $193.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 These transactions were executed in multiple trades at prices ranging from $193.805 to $194.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 These transactions were executed in multiple trades at prices ranging from $195.19 to $196.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 These transactions were executed in multiple trades at prices ranging from $196.19 to $197.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 These transactions were executed in multiple trades at prices ranging from $197.19 to $198.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11 These transactions were executed in multiple trades at prices ranging from $198.19 to $199.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12 These transactions were executed in multiple trades at prices ranging from $199.23 to $199.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13 The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2018.
F14 Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

Remarks:

All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.