Dialectic Technology SPV LLC - 18 Dec 2025 Form 3 Insider Report for QUANTUM CORP /DE/ (QMCO)

Role
10%+ Owner
Signature
/s/ Dialectic Technology SPV LLC, by John Fichthorn, Authorized Signatory
Issuer symbol
QMCO
Transactions as of
18 Dec 2025
Net transactions value
$0
Form type
3
Filing time
23 Dec 2025, 21:37:30 UTC

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Dialectic Technology SPV LLC 10%+ Owner 119 ROWAYTON AVENUE, NORWALK /s/ Dialectic Technology SPV LLC, by John Fichthorn, Authorized Signatory 23 Dec 2025 0002055322

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QMCO Warrants (right to buy) 18 Dec 2025 Common Stock 2,653,308 $8.81 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 23, 2025 ("Issuance Date"), the Issuer issued to Dialectic Technology SPV LLC ("Dialectic") a warrant (the "Forbearance Warrant") to purchase 2,653,308 (as may be adjusted pursuant to the Forbearance Warrant) shares of common stock, par value $0.01 per share of the Issuer (the "Common Stock"), at an exercise price equal to $8.81 per share (as adjusted from time to time in accordance with the Forbearance Warrant) on or after the Issuance Date and until the date that is seven (7) years from the Issuance Date. The Forbearance Warrant is subject to a 4.99% beneficial ownership limitation and cannot be exercised in excess of such ownership limitation without waiver by Dialectic. On December 22, 2025, Dialectic provided notice to the Issuer of the waiver of such limitation, which will be effective February 21, 2026.