Stephen Ketchum - 19 Nov 2024 Form 4 Insider Report for Sound Point Meridian Capital, Inc. (SPMC)

Role
Chairman, Director
Signature
/s/ Wendy Ruberti, as Attorney-In-Fact
Issuer symbol
SPMC
Transactions as of
19 Nov 2024
Net transactions value
+$142,374
Form type
4
Filing time
21 Nov 2024, 16:50:53 UTC
Previous filing
18 Nov 2024
Next filing
11 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPMC Common Stock, par value $0.001 per share Purchase $20,323 +1,000 +6.1% $20.32 17,326 19 Nov 2024 Direct
transaction SPMC Common Stock, par value $0.001 per share Purchase $40,752 +2,000 +12% $20.38 19,326 20 Nov 2024 Direct F1
transaction SPMC Common Stock, par value $0.001 per share Purchase $81,298 +4,000 +21% $20.32 23,326 21 Nov 2024 Direct F2
holding SPMC Common Stock, par value $0.001 per share 50,001 19 Nov 2024 By SPC Consolidator LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $20.28 to $20.4723. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $20.25 to $20.3839. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.
F3 Represents 50,001 shares held by SPC Consolidator LLC ("SPC"), of which the reporting person is the Managing Member. Accordingly, the reporting person may be deemed to have or share beneficial ownership of the shares held by SPC. The reporting person disclaims beneficial ownership of all of the securities that are or may be beneficially owned by SPC, or any of its affiliates except to the extent of his pecuniary interest therein.