Stephen Ketchum - Nov 14, 2024 Form 4 Insider Report for Sound Point Meridian Capital, Inc. (SPMC)

Role: Chairman, Director
Signature: /s/ Wendy Ruberti, as Attorney-in-Fact
Stock symbol: SPMC
Transactions as of: Nov 14, 2024
Transactions value $: $179,211
Form type: 4
Date filed: 11/18/2024, 05:02 PM
Previous filing: Aug 30, 2024
Next filing: Nov 21, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPMC	Common Stock, par value $0.001 per share	Purchase	$20.4K	+1K	+13.65%	$20.42	8.33K	Nov 14, 2024	Direct
transaction	SPMC	Common Stock, par value $0.001 per share	Purchase	$159K	+8K	+96.08%	$19.85	16.3K	Nov 15, 2024	Direct	F1
holding	SPMC	Common Stock, par value $0.001 per share						50K	Nov 14, 2024	By SPC Consolidator LLC	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $19.6804 to $19.9499. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
F2	Represents 50,001 shares held by SPC Consolidator LLC ("SPC"), of which the reporting person is the Managing Member. Accordingly, the reporting person may be deemed to have or share beneficial ownership of the shares held by SPC. The reporting person disclaims beneficial ownership of all of the securities that are or may be beneficially owned by SPC, or any of its affiliates except to the extent of his pecuniary interest therein.

Content

The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $19.6804 to $19.9499. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.

Represents 50,001 shares held by SPC Consolidator LLC ("SPC"), of which the reporting person is the Managing Member. Accordingly, the reporting person may be deemed to have or share beneficial ownership of the shares held by SPC. The reporting person disclaims beneficial ownership of all of the securities that are or may be beneficially owned by SPC, or any of its affiliates except to the extent of his pecuniary interest therein.