Charlie Bass - Aug 21, 2024 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Role
Director, 10%+ Owner
Signature
/s/ Charlie Bass
Stock symbol
SCKT
Transactions as of
Aug 21, 2024
Transactions value $
$289,673,475,000
Form type
4
Date filed
8/22/2024, 01:33 PM
Previous filing
Jun 27, 2024
Next filing
Aug 26, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCKT Subordinated Convertible Note Purchase $290B +552K +38.55% $525,000.00* 1.98M Aug 21, 2024 Common Stock 552K $0.95 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Subordinated Convertible note is convertible any time on or prior to August 21, 2025. In addition, on or after August 21, 2025, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.