Leonard L. Ott - 25 Jun 2024 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Signature
/s/ Leonard Ott
Issuer symbol
SCKT
Transactions as of
25 Jun 2024
Net transactions value
$0
Form type
4
Filing time
26 Jun 2024, 18:03:00 UTC
Previous filing
19 Mar 2024
Next filing
03 Feb 2025

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCKT Common Stock Option Other $0 -12,000 -13% $0.000000 76,950 25 Jun 2024 Common 12,000 $4.22 Direct F1
transaction SCKT Common Stock Option Other $0 -13,500 -18% $0.000000 63,450 25 Jun 2024 Common 13,500 $2.93 Direct F1
transaction SCKT Common Stock Option Other $0 -43,450 -68% $0.000000 20,000 25 Jun 2024 Common 43,450 $2.32 Direct F1
transaction SCKT Common Stock Option Other $0 +68,950 +345% $0.000000 88,950 25 Jun 2024 Common 68,950 $1.12 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.