Kevin J. Mills - 25 Jun 2024 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Role
Chief Executive Officer, Director
Signature
/s/ Kevin Mills
Issuer symbol
SCKT
Transactions as of
25 Jun 2024
Net transactions value
$0
Form type
4
Filing time
26 Jun 2024, 17:27:07 UTC
Previous filing
19 Mar 2024
Next filing
01 Jul 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCKT Common Stock Option Other $0 -25,000 -16% $0.000000 132,200 25 Jun 2024 Common 25,000 $2.75 Direct F1
transaction SCKT Common Stock Option Other $0 -16,000 -12% $0.000000 116,200 25 Jun 2024 Common 16,000 $4.22 Direct F1
transaction SCKT Common Stock Option Other $0 -17,500 -15% $0.000000 98,700 25 Jun 2024 Common 17,500 $2.93 Direct F1
transaction SCKT Common Stock Option Other $0 -98,700 -100% $0.000000* 0 25 Jun 2024 Common 98,700 $2.32 Direct F1
transaction SCKT Common Stock Option Other $0 +157,200 $0.000000 157,200 25 Jun 2024 Common 157,200 $1.12 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.