Lynn Zhao - 25 Jun 2024 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Role
Chief Financial Officer, Director
Signature
/s/ Lynn Zhao
Issuer symbol
SCKT
Transactions as of
25 Jun 2024
Net transactions value
$0
Form type
4
Filing time
26 Jun 2024, 16:45:41 UTC
Previous filing
19 Mar 2024
Next filing
03 Feb 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCKT Common Stock Option Other $0 -9,000 -13% $0.000000 58,260 25 Jun 2024 Common 9,000 $2.27 Direct F1
transaction SCKT Common Stock Option Other $0 -10,000 -17% $0.000000 48,260 25 Jun 2024 Common 10,000 $2.75 Direct F1
transaction SCKT Common Stock Option Other $0 -5,600 -12% $0.000000 42,260 25 Jun 2024 Common 5,600 $4.22 Direct F1
transaction SCKT Common Stock Option Other $0 -10,000 -23% $0.000000 32,660 25 Jun 2024 Common 10,000 $2.93 Direct F1
transaction SCKT Common Stock Option Other $0 -14,660 -45% $0.000000 18,000 25 Jun 2024 Common 14,660 $2.32 Direct F1
transaction SCKT Common Stock Option Other $0 +49,260 +274% $0.000000 67,260 25 Jun 2024 Common 49,260 $1.12 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.