Lynn Zhao - Feb 1, 2022 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Role: Chief Financial Officer, Director
Signature: /s/ Lynn Zhao
Stock symbol: SCKT
Transactions as of: Feb 1, 2022
Transactions value $: -$3,280
Form type: 4
Date filed: 2/3/2022, 04:21 PM
Next filing: Mar 3, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SCKT	Common Stock	Award	$0	+12.1K	+20.05%	$0.00	72.4K	Feb 1, 2022	Direct	F1
transaction	SCKT	Common Stock	Tax liability	-$3.28K	-870	-1.2%	$3.77	71.6K	Feb 1, 2022	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan.
F2	Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Ms. Zhao and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Ms. Zhao resulting from the vesting of Restricted Stocks. Ms. Zhao did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

Content

Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan.

Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Ms. Zhao and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Ms. Zhao resulting from the vesting of Restricted Stocks. Ms. Zhao did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.