David Holmes - Jun 1, 2021 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Role: Chief Business Officer
Signature: /s/ David A. Holmes
Stock symbol: SCKT
Transactions as of: Jun 1, 2021
Transactions value $: $0
Form type: 4
Date filed: 6/2/2021, 04:30 PM
Previous filing: May 26, 2021
Next filing: Feb 3, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SCKT	Common Stock	Award	$0	+7K		$0.00	7K	Jun 1, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SCKT	Common stock option	Award	$0	+100K		$0.00	100K	Jun 1, 2021	Common	100K	$5.92	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted shares of Socket Mobile Inc common stock to be vested over 44 months, with 15% after 8 months on February 1, 2022. The remaining shares will vest on February 1st of subsequent years at the rate of 20%, 25%, and 40%, respectively. The shares were granted under the 2004 Equity Incentive Plan.
F2	The grant will vest over 72 months, vesting 1/6th of the shares after twelve months of employment, and vesting in additional 1/72nd increments each month for the following 60 months commencing June 1, 2022.