Kelli Holz - 14 Nov 2023 Form 4 Insider Report for WAFD INC (WAFD)

Role
EVP & CFO
Signature
Kelli Holz
Issuer symbol
WAFD
Transactions as of
14 Nov 2023
Net transactions value
+$634,974
Form type
4
Filing time
16 Nov 2023, 16:58:28 UTC
Previous filing
02 Nov 2023
Next filing
04 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAFD Common Stock Award $634,974 +22,973 +34% $27.64 90,140 14 Nov 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WAFD Non-Qualified Stock Option (right to buy) 564 14 Nov 2023 Common Stock 564 $28.16 Direct
holding WAFD Non-Qualified Stock Option (right to buy) 652 14 Nov 2023 Common Stock 652 $36.46 Direct
holding WAFD Non-Qualified Stock Option (right to buy) 1,276 14 Nov 2023 Common Stock 1,276 $26.12 Direct
holding WAFD Non-Qualified Stock Option (right to buy) 607 14 Nov 2023 Common Stock 607 $32.49 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted and performance stock grants vest ratably over three years beginning October 31, 2024, respectively, as follows: 9,222 shares, and 13,751 shares based upon certain performance criteria related to total shareholder return.
F2 Includes 48,239 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.