Kelli Holz - Oct 31, 2023 Form 4 Insider Report for WAFD INC (WAFD)

Role
EVP & CFO
Signature
Kelli Holz
Stock symbol
WAFD
Transactions as of
Oct 31, 2023
Transactions value $
-$30,233
Form type
4
Date filed
11/2/2023, 08:14 PM
Previous filing
Mar 13, 2023
Next filing
Nov 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAFD Common Stock Disposed to Issuer $0 -2.66K -3.75% $0.00 68.4K Oct 31, 2023 Direct
transaction WAFD Common Stock Tax liability -$30.2K -1.23K -1.79% $24.68 67.2K Oct 31, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WAFD Non-Qualified Stock Option (right to buy) 564 Oct 31, 2023 Common Stock 564 $28.16 Direct
holding WAFD Non-Qualified Stock Option (right to buy) 652 Oct 31, 2023 Common Stock 652 $36.46 Direct
holding WAFD Non-Qualified Stock Option (right to buy) 1.28K Oct 31, 2023 Common Stock 1.28K $26.12 Direct
holding WAFD Non-Qualified Stock Option (right to buy) 607 Oct 31, 2023 Common Stock 607 $32.49 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 48,239 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.