Kelli Holz - 31 Oct 2023 Form 4 Insider Report for WAFD INC (WAFD)

Role
EVP & CFO
Signature
Kelli Holz
Issuer symbol
WAFD
Transactions as of
31 Oct 2023
Net transactions value
-$30,233
Form type
4
Filing time
02 Nov 2023, 20:14:02 UTC
Previous filing
13 Mar 2023
Next filing
16 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAFD Common Stock Disposed to Issuer $0 -2,661 -3.7% $0.000000 68,392 31 Oct 2023 Direct
transaction WAFD Common Stock Tax liability $30,233 -1,225 -1.8% $24.68 67,167 31 Oct 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WAFD Non-Qualified Stock Option (right to buy) 564 31 Oct 2023 Common Stock 564 $28.16 Direct
holding WAFD Non-Qualified Stock Option (right to buy) 652 31 Oct 2023 Common Stock 652 $36.46 Direct
holding WAFD Non-Qualified Stock Option (right to buy) 1,276 31 Oct 2023 Common Stock 1,276 $26.12 Direct
holding WAFD Non-Qualified Stock Option (right to buy) 607 31 Oct 2023 Common Stock 607 $32.49 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 48,239 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.