Bradford T. Whitmore - Sep 3, 2024 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (NANX)

Role
10%+ Owner
Signature
Bradford T. Whitmore
Stock symbol
NANX
Transactions as of
Sep 3, 2024
Transactions value $
$0
Form type
4
Date filed
9/3/2024, 04:33 PM
Previous filing
Jun 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NANX Common Stock 108K Sep 3, 2024 Direct F4
holding NANX Common Stock 25.4M Sep 3, 2024 By Whitmore Holdings, LLC F1
holding NANX Common Stock 23.7M Sep 3, 2024 By Strandler, LLC F2
holding NANX Common Stock 676K Sep 3, 2024 By Grace Investments, LP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As manager of Whitmore Holdings, LLC (and trustee of Bradford Whitmore Trust, the sole member of Whitmore Holdings, LLC) Bradford T. Whitmore is the indirect beneficial owner of these shares.
F2 As manager of Strandler, LLC, Bradford T. Whitmore is the indirect beneficial owner of these shares.
F3 As manager of INV-GP, LLC, which is the General Partner of Grace Investments, LP, Bradford T. Whitmore is the indirect beneficial owner of these shares.
F4 The reporting person no longer has a reportable beneficial interest in 57,791 shares of common stock owned by his daughter and included in the reporting person's prior ownership reports.