Bradford T. Whitmore - 03 Sep 2024 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (SLSN)

Role
10%+ Owner
Signature
Bradford T. Whitmore
Issuer symbol
SLSN
Transactions as of
03 Sep 2024
Net transactions value
$0
Form type
4
Filing time
03 Sep 2024, 16:33:18 UTC
Previous filing
26 Jun 2024
Next filing
15 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NANX Common Stock 108,141 03 Sep 2024 Direct F4
holding NANX Common Stock 25,358,879 03 Sep 2024 By Whitmore Holdings, LLC F1
holding NANX Common Stock 23,684,270 03 Sep 2024 By Strandler, LLC F2
holding NANX Common Stock 675,515 03 Sep 2024 By Grace Investments, LP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As manager of Whitmore Holdings, LLC (and trustee of Bradford Whitmore Trust, the sole member of Whitmore Holdings, LLC) Bradford T. Whitmore is the indirect beneficial owner of these shares.
F2 As manager of Strandler, LLC, Bradford T. Whitmore is the indirect beneficial owner of these shares.
F3 As manager of INV-GP, LLC, which is the General Partner of Grace Investments, LP, Bradford T. Whitmore is the indirect beneficial owner of these shares.
F4 The reporting person no longer has a reportable beneficial interest in 57,791 shares of common stock owned by his daughter and included in the reporting person's prior ownership reports.