Bradford T. Whitmore - 30 May 2023 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (SLSN)

Role
10%+ Owner
Signature
Bradford T. Whitmore
Issuer symbol
SLSN
Transactions as of
30 May 2023
Net transactions value
+$19,328
Form type
4
Filing time
01 Jun 2023, 16:34:16 UTC
Previous filing
19 May 2023
Next filing
05 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Purchase $9,646 +8,200 +0.03% $1.18 30,312,821 30 May 2023 Direct F1
transaction NANX Common Stock Purchase $9,079 +7,700 +0.03% $1.18 30,320,521 31 May 2023 Direct F2
transaction NANX Common Stock Purchase $602 +500 +0% $1.20 30,321,021 01 Jun 2023 Direct F3
holding NANX Common Stock 601,410 30 May 2023 By Grace Investments, LP F4
holding NANX Common Stock 51,454 30 May 2023 By daughter
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1125 to $1.20. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F2 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.15 to $1.20. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F3 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1739 to $1.2226. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F4 As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.