Bradford T. Whitmore - May 17, 2023 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (NANX)

Role
10%+ Owner
Signature
Bradford T. Whitmore
Stock symbol
NANX
Transactions as of
May 17, 2023
Transactions value $
$56,199
Form type
4
Date filed
5/19/2023, 04:16 PM
Previous filing
May 11, 2023
Next filing
Jun 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Purchase $40.9K +53K +0.18% $0.77 30.3M May 17, 2023 Direct F1
transaction NANX Common Stock Purchase $8.54K +8.2K +0.03% $1.04 30.3M May 18, 2023 Direct F2
transaction NANX Common Stock Purchase $6.74K +5.65K +0.02% $1.19 30.3M May 19, 2023 Direct F3
holding NANX Common Stock 601K May 17, 2023 By Grace Investments, LP F4
holding NANX Common Stock 51.5K May 17, 2023 By daughter
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5798 to $1.0279. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F2 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.0 to $1.05. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F3 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1532 to $1.2027. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F4 As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.