Whitmore Bradford T. - 16 Nov 2022 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (SLSN)

Role
10%+ Owner
Signature
Bradford T. Whitmore
Issuer symbol
SLSN
Transactions as of
16 Nov 2022
Net transactions value
+$185,498
Form type
4
Filing time
18 Nov 2022, 15:28:09 UTC
Previous filing
19 Aug 2022
Next filing
08 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Purchase $17,662 +12,625 +0.04% $1.40 29,637,915 16 Nov 2022 Direct F1
transaction NANX Common Stock Purchase $65,076 +47,160 +0.16% $1.38 29,685,075 17 Nov 2022 Direct F2
transaction NANX Common Stock Purchase $102,760 +73,400 +0.25% $1.40 29,758,475 18 Nov 2022 Direct F3
holding NANX Common Stock 601,410 16 Nov 2022 By Grace Investments, LP F4
holding NANX Common Stock 51,454 16 Nov 2022 By daughter
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.38 to $1.40. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F2 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.30 to $1.40. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F3 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.395 to $1.40. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F4 As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.