Bradford T. Whitmore - Nov 16, 2022 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (NANX)

Role
10%+ Owner
Signature
Bradford T. Whitmore
Stock symbol
NANX
Transactions as of
Nov 16, 2022
Transactions value $
$185,498
Form type
4
Date filed
11/18/2022, 03:28 PM
Previous filing
Aug 19, 2022
Next filing
Dec 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Purchase $17.7K +12.6K +0.04% $1.40 29.6M Nov 16, 2022 Direct F1
transaction NANX Common Stock Purchase $65.1K +47.2K +0.16% $1.38 29.7M Nov 17, 2022 Direct F2
transaction NANX Common Stock Purchase $103K +73.4K +0.25% $1.40 29.8M Nov 18, 2022 Direct F3
holding NANX Common Stock 601K Nov 16, 2022 By Grace Investments, LP F4
holding NANX Common Stock 51.5K Nov 16, 2022 By daughter
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.38 to $1.40. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F2 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.30 to $1.40. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F3 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.395 to $1.40. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F4 As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.