| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ULBI | Common Stock | Purchase | $75.4K | +16.4K | +1.95% | $4.60 | 857K | 17 Aug 2022 | Direct | F1 |
| transaction | ULBI | Common Stock | Purchase | $82.2K | +17.7K | +2.07% | $4.64 | 874K | 18 Aug 2022 | Direct | F2 |
| holding | ULBI | Common Stock | 4.45M | 17 Aug 2022 | By Sunray I, LLC | F3 | |||||
| holding | ULBI | Common Stock | 519K | 17 Aug 2022 | By Grace Brothers, LP | F4 | |||||
| holding | ULBI | Common Stock | 3.27K | 17 Aug 2022 | By daughter |
| Id | Content |
|---|---|
| F1 | The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.55 to $4.6449. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. |
| F2 | The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.61 to $4.66. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. |
| F3 | As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock. |
| F4 | As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock. |