Alfred P. West Jr - Dec 15, 2023 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Alfred P. West, Jr., by John Munch, attorney in fact
Stock symbol
SEIC
Transactions as of
Dec 15, 2023
Transactions value $
$0
Form type
4
Date filed
12/19/2023, 05:33 PM
Previous filing
Dec 4, 2023
Next filing
Mar 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Award +4K +0.05% 8.03M Dec 15, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Award +12.5K 12.5K Dec 15, 2023 Common Stock 12.5K $62.00 Direct F2, F3
transaction SEIC Option to Purchase Common Stock Award +12.5K 12.5K Dec 15, 2023 Common Stock 12.5K $62.00 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units subject to vesting.
F2 Received as employment compensation.
F3 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.25 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F4 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.