Alfred P. West Jr. - 01 Dec 2023 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Alfred P. West, Jr., by John Munch, attorney in fact
Issuer symbol
SEIC
Transactions as of
01 Dec 2023
Net transactions value
-$516,779
Form type
4
Filing time
04 Dec 2023, 19:13:40 UTC
Previous filing
22 Nov 2023
Next filing
19 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Options Exercise $759,600 +22,500 +0.28% $33.76 8,042,377 01 Dec 2023 Direct
transaction SEIC Common Stock Options Exercise $549,647 +16,281 +0.2% $33.76 8,058,658 01 Dec 2023 Direct
transaction SEIC Common Stock Sale $1,754,125 -29,343 -0.36% $59.78 8,029,315 01 Dec 2023 Direct F1
transaction SEIC Common Stock Options Exercise $209,953 +6,219 +0.08% $33.76 8,035,534 04 Dec 2023 Direct
transaction SEIC Common Stock Sale $269,820 -4,500 -0.06% $59.96 8,031,034 04 Dec 2023 Direct F2
transaction SEIC Common Stock Sale $12,034 -200 -0% $60.17 8,030,834 04 Dec 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Stock Option (Right to Purchase) Options Exercise -22,500 -100% 0 01 Dec 2023 Common Stock 22,500 $33.76 Direct F4
transaction SEIC Stock Option (Right to Purchase) Options Exercise -16,281 -72% 6,219 01 Dec 2023 Common Stock 16,281 $33.76 Direct F4
transaction SEIC Stock Option (Right to Purchase) Options Exercise -6,219 -100% 0 04 Dec 2023 Common Stock 6,219 $33.76 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average of a range of sale prices from $59.59 to $59.93. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F2 Represents the weighted average of a range of sale prices from $59.15 to $60.07. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F3 Represents the weighted average of a range of sale prices from $60.16 to $60.18. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F4 Received as employment compensation.