Fund 1 Investments, LLC - Oct 20, 2022 Form 4 Insider Report for TILLY'S, INC. (TLYS)

Role
10%+ Owner
Signature
/s/ Fund 1 Investments, LLC By: Benjamin C. Cable, Chief Operating Officer
Stock symbol
TLYS
Transactions as of
Oct 20, 2022
Transactions value $
$4,360,553
Form type
4
Date filed
1/10/2023, 03:34 PM
Previous filing
Jan 10, 2023
Next filing
Jan 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TLYS Class A Common Stock Purchase $78.7K +10K +1.93% $7.87 528K Oct 20, 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $40.7K +5K +0.21% $8.15 2.41M Oct 21, 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $103K +12.5K +2.37% $8.27 540K Oct 24, 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $42.8K +5K +0.21% $8.57 2.42M Oct 26, 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $22.3K +2.5K +0.1% $8.91 2.42M Oct 28, 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $66.4K +7.5K +1.39% $8.85 548K Oct 31, 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $66.4K +7.5K +0.31% $8.85 2.43M Oct 31, 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $45.2K +5K +0.21% $9.04 2.43M Nov 1, 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $22.6K +2.5K +0.1% $9.06 2.44M Nov 2, 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $22.3K +2.5K +0.1% $8.93 2.44M Nov 3, 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $91.6K +10K +0.41% $9.16 2.45M Nov 4, 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $244K +27.2K +2.24% $8.97 1.24M Nov 9, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $316K +33.5K +2.7% $9.44 1.27M Nov 10, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $250K +26.9K +2.11% $9.30 1.3M Nov 14, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $315K +33.5K +2.57% $9.42 1.34M Nov 15, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $539K +60.5K +4.53% $8.91 1.4M Nov 16, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $89.2K +10K +0.72% $8.92 1.41M Nov 16, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $267K +29.7K +2.11% $8.98 1.44M Nov 17, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $171K +18.5K +1.29% $9.24 1.45M Nov 18, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $99.8K +11K +0.76% $9.06 1.46M Nov 21, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $224K +24.7K +1.69% $9.08 1.49M Nov 21, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $196K +21K +1.41% $9.36 1.51M Nov 22, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $250K +26.7K +1.77% $9.35 1.54M Nov 23, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $70.7K +7.5K +0.49% $9.42 1.54M Nov 28, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $70.9K +7.5K +0.49% $9.45 1.55M Nov 29, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $166K +17.5K +1.13% $9.49 1.57M Nov 30, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $133K +15K +0.96% $8.85 1.58M Dec 1, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $253K +28K +1.77% $9.02 1.61M Dec 1, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $11.4K +1.2K +0.07% $9.51 1.61M Dec 1, 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $91.3K +10K +0.41% $9.13 2.46M Dec 1, 2022 See Footnotes F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2 Shares held for the account of the PL Fund.
F3 Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 2").
F4 Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 3").

Remarks:

This Form 4 constitutes part one of six Forms 4 (collectively, the "Reports") filed by the Reporting Persons to report transactions in securities of the Issuer since March 21, 2022. The Reporting Persons have determined that certain sales made by accounts for which PLP serves as investment adviser, as reported in the Reports, were matchable with purchases by such accounts under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Persons have sent the Company payment of the full amount of their pecuniary interest in the disgorgeable profits arising from such transactions.