Fund 1 Investments, LLC - 20 Oct 2022 Form 4 Insider Report for TILLY'S, INC. (TLYS)

Role
10%+ Owner
Signature
/s/ Fund 1 Investments, LLC By: Benjamin C. Cable, Chief Operating Officer
Issuer symbol
TLYS
Transactions as of
20 Oct 2022
Net transactions value
+$4,360,553
Form type
4
Filing time
10 Jan 2023, 15:34:14 UTC
Previous filing
10 Jan 2023
Next filing
10 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TLYS Class A Common Stock Purchase $78,735 +10,000 +1.9% $7.87 527,766 20 Oct 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $40,742 +5,000 +0.21% $8.15 2,413,161 21 Oct 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $103,338 +12,500 +2.4% $8.27 540,266 24 Oct 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $42,826 +5,000 +0.21% $8.57 2,418,161 26 Oct 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $22,285 +2,500 +0.1% $8.91 2,420,661 28 Oct 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $66,362 +7,500 +1.4% $8.85 547,766 31 Oct 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $66,362 +7,500 +0.31% $8.85 2,428,161 31 Oct 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $45,197 +5,000 +0.21% $9.04 2,433,161 01 Nov 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $22,644 +2,500 +0.1% $9.06 2,435,661 02 Nov 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $22,324 +2,500 +0.1% $8.93 2,438,161 03 Nov 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $91,552 +10,000 +0.41% $9.16 2,448,161 04 Nov 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $244,372 +27,232 +2.2% $8.97 1,241,261 09 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $316,330 +33,500 +2.7% $9.44 1,274,761 10 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $250,050 +26,901 +2.1% $9.30 1,301,662 14 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $315,406 +33,500 +2.6% $9.42 1,335,162 15 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $538,855 +60,500 +4.5% $8.91 1,395,662 16 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $89,220 +10,000 +0.72% $8.92 1,405,662 16 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $266,554 +29,695 +2.1% $8.98 1,435,357 17 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $171,029 +18,500 +1.3% $9.24 1,453,857 18 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $99,787 +11,013 +0.76% $9.06 1,464,870 21 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $224,271 +24,700 +1.7% $9.08 1,489,570 21 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $196,476 +21,000 +1.4% $9.36 1,510,570 22 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $250,038 +26,740 +1.8% $9.35 1,537,310 23 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $70,664 +7,500 +0.49% $9.42 1,544,810 28 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $70,891 +7,500 +0.49% $9.45 1,552,310 29 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $166,142 +17,500 +1.1% $9.49 1,569,810 30 Nov 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $132,750 +15,000 +0.96% $8.85 1,584,810 01 Dec 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $252,638 +28,000 +1.8% $9.02 1,612,810 01 Dec 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $11,415 +1,200 +0.07% $9.51 1,614,010 01 Dec 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $91,300 +10,000 +0.41% $9.13 2,458,161 01 Dec 2022 See Footnotes F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2 Shares held for the account of the PL Fund.
F3 Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 2").
F4 Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 3").

Remarks:

This Form 4 constitutes part one of six Forms 4 (collectively, the "Reports") filed by the Reporting Persons to report transactions in securities of the Issuer since March 21, 2022. The Reporting Persons have determined that certain sales made by accounts for which PLP serves as investment adviser, as reported in the Reports, were matchable with purchases by such accounts under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Persons have sent the Company payment of the full amount of their pecuniary interest in the disgorgeable profits arising from such transactions.