Fund 1 Investments, LLC - 09 Sep 2022 Form 4 Insider Report for TILLY'S, INC. (TLYS)

Role
10%+ Owner
Signature
/s/ Fund 1 Investments, LLC By: Benjamin C. Cable, Chief Operating Officer
Issuer symbol
TLYS
Transactions as of
09 Sep 2022
Net transactions value
+$2,931,662
Form type
4
Filing time
10 Jan 2023, 15:33:46 UTC
Previous filing
10 Jan 2023
Next filing
10 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TLYS Class A Common Stock Purchase $83,976 +12,000 +0.54% $7.00 2,218,878 09 Sep 2022 See Footnotes F1, F2, F3
transaction TLYS Class A Common Stock Purchase $34,905 +5,000 +0.23% $6.98 2,223,878 14 Sep 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $60,145 +8,500 +0.38% $7.08 2,232,378 15 Sep 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $130,081 +17,500 +5.6% $7.43 328,902 19 Sep 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $73,634 +10,000 +3% $7.36 338,902 20 Sep 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $89,968 +12,500 +3.7% $7.20 351,402 21 Sep 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $54,073 +7,500 +2.1% $7.21 358,902 21 Sep 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $89,968 +12,500 +0.56% $7.20 2,244,878 21 Sep 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $54,073 +7,500 +0.33% $7.21 2,252,378 21 Sep 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $323,408 +46,000 +13% $7.03 404,902 23 Sep 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $70,092 +10,000 +2.5% $7.01 414,902 26 Sep 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $211,419 +30,000 +7.2% $7.05 444,902 26 Sep 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $70,457 +10,000 +2.2% $7.05 454,902 27 Sep 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $80,924 +11,499 +2.5% $7.04 466,401 27 Sep 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $72,781 +10,000 +0.44% $7.28 2,262,378 28 Sep 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $172,262 +24,400 +5.2% $7.06 490,801 29 Sep 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $172,262 +24,400 +1.1% $7.06 2,286,778 29 Sep 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $311,535 +45,000 +2% $6.92 2,331,778 30 Sep 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $72,066 +10,000 +0.43% $7.21 2,341,778 03 Oct 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $82,665 +10,985 +0.47% $7.53 2,352,763 05 Oct 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $56,548 +7,500 +0.32% $7.54 2,360,263 06 Oct 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $148,168 +20,000 +0.85% $7.41 2,380,263 07 Oct 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $93,421 +12,500 +0.53% $7.47 2,392,763 10 Oct 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $37,618 +5,000 +0.21% $7.52 2,397,763 11 Oct 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $55,588 +7,500 +1.5% $7.41 498,301 12 Oct 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $55,588 +7,500 +0.31% $7.41 2,405,263 12 Oct 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $21,806 +2,899 +0.58% $7.52 501,200 14 Oct 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $21,799 +2,898 +0.12% $7.52 2,408,161 14 Oct 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $39,453 +5,000 +1% $7.89 506,200 17 Oct 2022 See Footnotes F1, F4
transaction TLYS Class A Common Stock Purchase $90,982 +11,566 +2.3% $7.87 517,766 19 Oct 2022 See Footnotes F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2 Shares held for the account of the PL Fund.
F3 Reserved.
F4 Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 3").

Remarks:

This Form 4 constitutes part one of six Forms 4 (collectively, the "Reports") filed by the Reporting Persons to report transactions in securities of the Issuer since March 21, 2022. The Reporting Persons have determined that certain sales made by accounts for which PLP serves as investment adviser, as reported in the Reports, were matchable with purchases by such accounts under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Persons have sent the Company payment of the full amount of their pecuniary interest in the disgorgeable profits arising from such transactions.