Bond Clement - Jun 7, 2023 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
Chief Financial Officer
Signature
/s/ J. Bond Clement
Stock symbol
FTK
Transactions as of
Jun 7, 2023
Transactions value $
$5,250
Form type
4
Date filed
6/9/2023, 04:36 PM
Previous filing
Jun 9, 2023
Next filing
Nov 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Purchase $5.25K +7K +2.01% $0.75 355K Jun 9, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FTK Stock Option Award $0 +372K $0.00 372K Jun 7, 2023 Common Shares 372K $0.62 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option will vest with respect to 100% of such shares on the first date on which the average closing price per share of the Company's common stock for the 30 consecutive trading days immediately preceding such date equals or exceeds $3.00 per share. (Exercise price is the closing price on the day prior to grant.)