-
Role
-
Chief Enterprise Srvcs Officer
-
Signature
-
/s/ Cleo Belmonte (POA on file)
-
Stock symbol
-
COF
-
Transactions as of
-
Dec 14, 2023
-
Transactions value $
-
-$2,755,165
-
Form type
-
4
-
Date filed
-
12/18/2023, 05:09 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
COF |
Common Stock |
+Options Exercise |
$2,413,635 |
+27,955 |
+50.84% |
$86.34 |
82,946 |
Dec 14, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
-Sell |
-$3,634,150 |
-27,955 |
-33.7% |
$130.00 |
54,991 |
Dec 14, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
-Sell |
-$1,534,650 |
-11,805 |
-21.47% |
$130.00 |
43,186 |
Dec 14, 2023 |
Direct |
F1 |
| holding |
COF |
Common Stock |
|
|
|
|
|
808 |
Dec 14, 2023 |
By 401(k) |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
COF |
Stock Options |
-Options Exercise |
$0 |
-27,955 |
-100% |
$0.00 |
0 |
Dec 14, 2023 |
Common Stock |
27,955 |
$86.34 |
Direct |
F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: