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Signature
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/s/ Cleo Belmonte (POA on file)
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Issuer symbol
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COF
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Transactions as of
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14 Dec 2023
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Net transactions value
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-$2,755,165
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Form type
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4
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Filing time
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18 Dec 2023, 17:09:41 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
COF |
Common Stock |
Options Exercise |
$2,413,635 |
+27,955 |
+51% |
$86.34 |
82,946 |
14 Dec 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
Sale |
$3,634,150 |
-27,955 |
-34% |
$130.00 |
54,991 |
14 Dec 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
Sale |
$1,534,650 |
-11,805 |
-21% |
$130.00 |
43,186 |
14 Dec 2023 |
Direct |
F1 |
| holding |
COF |
Common Stock |
|
|
|
|
|
808 |
14 Dec 2023 |
By 401(k) |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
COF |
Stock Options |
Options Exercise |
$0 |
-27,955 |
-100% |
$0.000000* |
0 |
14 Dec 2023 |
Common Stock |
27,955 |
$86.34 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: