| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | COF | Common Stock | Sale | -$955K | -7.96K | -9.24% | $120.00 | 78.2K | Dec 12, 2023 | Direct | F1 |
| transaction | COF | Common Stock | Sale | -$2.91M | -23.3K | -29.72% | $125.01 | 55K | Dec 13, 2023 | Direct | F1 |
| holding | COF | Common Stock | 808 | Dec 12, 2023 | By 401(k) | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| F2 | Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction. |