| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | COF | Common Stock | Sale | -$240K | -2K | -3.23% | $120.00 | 60K | Dec 12, 2023 | Direct | F1 |
| transaction | COF | Common Stock | Sale | -$250K | -2K | -3.33% | $125.00 | 58K | Dec 13, 2023 | Direct | F1 |
| transaction | COF | Common Stock | Sale | -$241K | -2.01K | -40.06% | $120.00 | 3K | Dec 12, 2023 | By Spouse | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| F2 | This transaction was executed pursuant to a trading plan entered into by the reporting person's spouse on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |