| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | COF | Common Stock | Sale | -$515K | -4.86K | -6.95% | $106.03 | 65.1K | Nov 15, 2023 | Direct | F1, F2 |
| transaction | COF | Common Stock | Sale | -$336K | -3.14K | -4.82% | $107.14 | 62K | Nov 15, 2023 | Direct | F1, F3 |
| holding | COF | Common Stock | 5.01K | Nov 15, 2023 | By Spouse |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.59 to $106.57. Information regarding the number of shares sold at each price will be provided upon request. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.60 to $107.34. Information regarding the number of shares sold at each price will be provided upon request. |