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Signature
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/s/ Jason S. Frank (POA on file)
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Stock symbol
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COF
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Transactions as of
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Nov 3, 2023
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Transactions value $
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-$404,392
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Form type
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4
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Date filed
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11/7/2023, 04:32 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
COF |
Common Stock |
Options Exercise |
$276K |
+3.89K |
+0.1% |
$70.96 |
3.85M |
Nov 3, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
Sale |
-$412K |
-3.89K |
-0.1% |
$105.87 |
3.85M |
Nov 3, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
Options Exercise |
$276K |
+3.89K |
+0.1% |
$70.96 |
3.85M |
Nov 6, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
Sale |
-$413K |
-3.89K |
-0.1% |
$106.10 |
3.85M |
Nov 6, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
Options Exercise |
$276K |
+3.89K |
+0.1% |
$70.96 |
3.85M |
Nov 7, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
Sale |
-$408K |
-3.89K |
-0.1% |
$104.84 |
3.85M |
Nov 7, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
COF |
Stock Options |
Options Exercise |
$0 |
-3.89K |
-12.5% |
$0.00 |
27.2K |
Nov 3, 2023 |
Common Stock |
3.89K |
$70.96 |
Direct |
F1 |
| transaction |
COF |
Stock Options |
Options Exercise |
$0 |
-3.89K |
-14.29% |
$0.00 |
23.3K |
Nov 6, 2023 |
Common Stock |
3.89K |
$70.96 |
Direct |
F1 |
| transaction |
COF |
Stock Options |
Options Exercise |
$0 |
-3.89K |
-16.67% |
$0.00 |
19.5K |
Nov 7, 2023 |
Common Stock |
3.89K |
$70.96 |
Direct |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: