-
Role
-
Chairman and CEO, Director
-
Signature
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/s/ Jason S. Frank (POA on file)
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Stock symbol
-
COF
-
Transactions as of
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Nov 1, 2023
-
Transactions value $
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-$240,191
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Form type
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4
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Date filed
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11/3/2023, 04:22 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
COF |
Common Stock |
+Options Exercise |
$276,105 |
+3,891 |
+0.1% |
$70.96 |
3,852,303 |
Nov 1, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
-Sell |
-$395,520 |
-3,891 |
-0.1% |
$101.65 |
3,848,412 |
Nov 1, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
+Options Exercise |
$276,105 |
+3,891 |
+0.1% |
$70.96 |
3,852,303 |
Nov 2, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
-Sell |
-$396,882 |
-3,891 |
-0.1% |
$102.00 |
3,848,412 |
Nov 2, 2023 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
COF |
Stock Options |
-Options Exercise |
$0 |
-3,891 |
-10% |
$0.00 |
35,015 |
Nov 1, 2023 |
Common Stock |
3,891 |
$70.96 |
Direct |
F1 |
| transaction |
COF |
Stock Options |
-Options Exercise |
$0 |
-3,891 |
-11.11% |
$0.00 |
31,124 |
Nov 2, 2023 |
Common Stock |
3,891 |
$70.96 |
Direct |
F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: