-
Role
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Chairman and CEO, Director
-
Signature
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/s/ Cleo Belmonte (POA on file)
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Stock symbol
-
COF
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Transactions as of
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Jul 26, 2023
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Transactions value $
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-$342,641
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Form type
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4
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Date filed
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7/28/2023, 03:48 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
COF |
Common Stock |
+Options Exercise |
$276,494 |
+3,891 |
+0.1% |
$71.06 |
3,852,297 |
Jul 26, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
-Sell |
-$447,698 |
-3,891 |
-0.1% |
$115.06 |
3,848,406 |
Jul 26, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
+Options Exercise |
$276,494 |
+3,891 |
+0.1% |
$71.06 |
3,852,297 |
Jul 27, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
-Sell |
-$447,932 |
-3,891 |
-0.1% |
$115.12 |
3,848,406 |
Jul 27, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
COF |
Stock Options |
-Options Exercise |
$0 |
-3,891 |
-3.85% |
$0.00 |
97,271 |
Jul 26, 2023 |
Common Stock |
3,891 |
$70.96 |
Direct |
F1 |
| transaction |
COF |
Stock Options |
-Options Exercise |
$0 |
-3,891 |
-4% |
$0.00 |
93,380 |
Jul 27, 2023 |
Common Stock |
3,891 |
$70.96 |
Direct |
F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: