-
Signature
-
/s/ Cleo Belmonte (POA on file)
-
Stock symbol
-
COF
-
Transactions as of
-
Jul 24, 2023
-
Transactions value $
-
-$353,108
-
Form type
-
4
-
Date filed
-
7/26/2023, 08:40 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
COF |
Common Stock |
Options Exercise |
$276K |
+3.89K |
+0.1% |
$71.06 |
3.85M |
Jul 24, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
Sale |
-$450K |
-3.89K |
-0.1% |
$115.53 |
3.85M |
Jul 24, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
Options Exercise |
$276K |
+3.89K |
+0.1% |
$71.06 |
3.85M |
Jul 25, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
Sale |
-$457K |
-3.89K |
-0.1% |
$117.34 |
3.85M |
Jul 25, 2023 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
COF |
Stock Options |
Options Exercise |
$0 |
-3.89K |
-3.57% |
$0.00 |
105K |
Jul 24, 2023 |
Common Stock |
3.89K |
$70.96 |
Direct |
F1 |
| transaction |
COF |
Stock Options |
Options Exercise |
$0 |
-3.89K |
-3.7% |
$0.00 |
101K |
Jul 25, 2023 |
Common Stock |
3.89K |
$70.96 |
Direct |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: