Michael J. Wassmer - 03 Feb 2022 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
President, Card
Signature
/s/ Cleo Belmonte (POA on file)
Issuer symbol
COF
Transactions as of
03 Feb 2022
Net transactions value
$0
Form type
4
Filing time
07 Feb 2022, 15:30:13 UTC
Previous filing
17 May 2021
Next filing
17 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Award $0 +11,940 +18% $0.000000 77,763 03 Feb 2022 Direct F1, F2
holding COF Common Stock 26,120 03 Feb 2022 By 2021 GRAT
holding COF Common Stock 15 03 Feb 2022 By Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F2 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.