Michael J. Wassmer - May 13, 2021 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
President, Card
Signature
/s/ Cleo Belmonte (POA on file)
Stock symbol
COF
Transactions as of
May 13, 2021
Transactions value $
-$2,772,699
Form type
4
Date filed
5/17/2021, 04:12 PM
Next filing
Feb 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Sale -$2.77M -17.7K -100% $156.27 0 May 13, 2021 By GRAT F1
holding COF Common Stock 65.7K May 13, 2021 Direct F2, F3
holding COF Common Stock 26.1K May 13, 2021 By 2021 GRAT
holding COF Common Stock 15 May 13, 2021 By Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.22 to $156.34. Information regarding the number of shares sold at each price will be provided upon request.
F2 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3 On May 10, 2021, the reporting person contributed 26,120 shares of Capital One common stock previously owned directly to a grantor retained annuity trust.