Peter E. Raskind - Feb 1, 2022 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Director
Signature
/s/ Cleo Belmonte (POA on file)
Stock symbol
COF
Transactions as of
Feb 1, 2022
Transactions value $
-$716,397
Form type
4
Date filed
2/3/2022, 03:48 PM
Previous filing
Nov 3, 2021
Next filing
May 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Options Exercise $417K +7.71K +29.54% $54.07 33.8K Feb 1, 2022 Direct F1
transaction COF Common Stock Sale -$1.13M -7.71K -22.8% $147.00 26.1K Feb 1, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COF Stock Options Options Exercise $0 -7.71K -100% $0.00* 0 Feb 1, 2022 Common Stock 7.71K $54.07 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.