PETER E. RASKIND - 01 Nov 2021 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role: Director
Signature: /s/ Cleo Belmonte (POA on file)
Issuer symbol: COF
Transactions as of: 01 Nov 2021
Net transactions value: -$289,471
Form type: 4
Filing time: 03 Nov 2021, 16:12:23 UTC
Previous filing: 10 May 2021
Next filing: 03 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COF	Common Stock	Options Exercise	$124,257	+2,716	+10%	$45.75	28,812	01 Nov 2021	Direct	F1
transaction	COF	Common Stock	Sale	$413,728	-2,716	-9.4%	$152.33	26,096	01 Nov 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COF	Stock Options	Options Exercise	$0	-2,716	-100%	$0.000000^*	0	01 Nov 2021	Common Stock	2,716	$45.75	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.