Peter E. Raskind - Nov 1, 2021 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Director
Signature
/s/ Cleo Belmonte (POA on file)
Stock symbol
COF
Transactions as of
Nov 1, 2021
Transactions value $
-$289,471
Form type
4
Date filed
11/3/2021, 04:12 PM
Previous filing
May 10, 2021
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Options Exercise $124K +2.72K +10.41% $45.75 28.8K Nov 1, 2021 Direct F1
transaction COF Common Stock Sale -$414K -2.72K -9.43% $152.33 26.1K Nov 1, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COF Stock Options Options Exercise $0 -2.72K -100% $0.00* 0 Nov 1, 2021 Common Stock 2.72K $45.75 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.