James E. Sweeney - 02 Nov 2021 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Director
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Issuer symbol
SFBC
Transactions as of
02 Nov 2021
Net transactions value
-$126,000
Form type
4
Filing time
02 Nov 2021, 16:25:39 UTC
Previous filing
11 Aug 2021
Next filing
01 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Sale $126,000 -3,000 -34% $42.00 5,742 02 Nov 2021 Held in 401(k)
holding SFBC Common Stock 10,955 02 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SFBC Stock Option (Right to Buy) 4,017 02 Nov 2021 Common Stock 4,017 $16.80 Direct F1
holding SFBC Stock Option (Right to Buy) 574 02 Nov 2021 Common Stock 574 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 02 Nov 2021 Common Stock 250 $33.50 Direct F2
holding SFBC Stock Option (Right to Buy) 120 02 Nov 2021 Common Stock 120 $36.26 Direct F3
holding SFBC Stock Option (Right to Buy) 300 02 Nov 2021 Common Stock 300 $32.46 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in five equal annual installments beginning on January 25, 2019.
F3 Options vest in five equal annual installments beginning on January 31, 2020.
F4 Options vest in five equal annual installments beginning on January 27, 2021.