James E. Sweeney - Nov 2, 2021 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Director
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Stock symbol
SFBC
Transactions as of
Nov 2, 2021
Transactions value $
-$126,000
Form type
4
Date filed
11/2/2021, 04:25 PM
Previous filing
Aug 11, 2021
Next filing
Feb 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Sale -$126K -3K -34.32% $42.00 5.74K Nov 2, 2021 Held in 401(k)
holding SFBC Common Stock 11K Nov 2, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SFBC Stock Option (Right to Buy) 4.02K Nov 2, 2021 Common Stock 4.02K $16.80 Direct F1
holding SFBC Stock Option (Right to Buy) 574 Nov 2, 2021 Common Stock 574 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 Nov 2, 2021 Common Stock 250 $33.50 Direct F2
holding SFBC Stock Option (Right to Buy) 120 Nov 2, 2021 Common Stock 120 $36.26 Direct F3
holding SFBC Stock Option (Right to Buy) 300 Nov 2, 2021 Common Stock 300 $32.46 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in five equal annual installments beginning on January 25, 2019.
F3 Options vest in five equal annual installments beginning on January 31, 2020.
F4 Options vest in five equal annual installments beginning on January 27, 2021.