James E. Sweeney - Aug 9, 2021 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Director
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Stock symbol
SFBC
Transactions as of
Aug 9, 2021
Transactions value $
$39,022
Form type
4
Date filed
8/11/2021, 10:33 AM
Next filing
Nov 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Options Exercise $33.7K +2.01K +23.19% $16.80 10.7K Aug 9, 2021 Direct
transaction SFBC Common Stock Options Exercise $5.29K +288 +2.7% $18.36 11K Aug 9, 2021 Direct
holding SFBC Common Stock 8.74K Aug 9, 2021 Held in 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -2.01K -33.33% $0.00 4.02K Aug 9, 2021 Common Stock 2.01K $16.80 Direct F1
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -288 -33.41% $0.00 574 Aug 9, 2021 Common Stock 288 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 Aug 9, 2021 Common Stock 250 $33.50 Direct F2
holding SFBC Stock Option (Right to Buy) 120 Aug 9, 2021 Common Stock 120 $36.26 Direct F3
holding SFBC Stock Option (Right to Buy) 300 Aug 9, 2021 Common Stock 300 $32.46 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in five equal annual installments beginning on January 25, 2019.
F3 Options vest in five equal annual installments beginning on January 31, 2020.
F4 Options vest in five equal annual installments beginning on January 27, 2021.