James E. Sweeney - 09 Aug 2021 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Director
Signature
/s/ Laura Lee Stewart, Attorney-in-Fact
Issuer symbol
SFBC
Transactions as of
09 Aug 2021
Net transactions value
+$39,022
Form type
4
Filing time
11 Aug 2021, 10:33:30 UTC
Next filing
02 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Options Exercise $33,734 +2,008 +23% $16.80 10,667 09 Aug 2021 Direct
transaction SFBC Common Stock Options Exercise $5,288 +288 +2.7% $18.36 10,955 09 Aug 2021 Direct
holding SFBC Common Stock 8,742 09 Aug 2021 Held in 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -2,008 -33% $0.000000 4,017 09 Aug 2021 Common Stock 2,008 $16.80 Direct F1
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -288 -33% $0.000000 574 09 Aug 2021 Common Stock 288 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 09 Aug 2021 Common Stock 250 $33.50 Direct F2
holding SFBC Stock Option (Right to Buy) 120 09 Aug 2021 Common Stock 120 $36.26 Direct F3
holding SFBC Stock Option (Right to Buy) 300 09 Aug 2021 Common Stock 300 $32.46 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in five equal annual installments beginning on January 25, 2019.
F3 Options vest in five equal annual installments beginning on January 31, 2020.
F4 Options vest in five equal annual installments beginning on January 27, 2021.