Gina Huang - Feb 24, 2023 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
Director, 10%+ Owner
Signature
/s/ James R. Warren, as Attorney-in-Fact
Stock symbol
EFOI
Transactions as of
Feb 24, 2023
Transactions value $
$400,000
Form type
4
Date filed
2/28/2023, 11:35 AM
Previous filing
Feb 28, 2023
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFOI Common Stock Award $400K +803K +33.23% $0.50 3.22M Feb 24, 2023 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Rule 16b-3 exempt acquisition from the Issuer.
F2 Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"). 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 2,857,410 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang.