Gina Huang - 17 Jan 2023 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
Director, 10%+ Owner
Signature
/s/ James R. Warren, as Attorney-in-Fact
Issuer symbol
EFOI
Transactions as of
17 Jan 2023
Net transactions value
+$817,249
Form type
4
Filing time
28 Feb 2023, 11:34:49 UTC
Previous filing
12 Jan 2023
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFOI Common Stock Award $817,249 +1,451,597 +150% $0.5630 2,417,030 17 Jan 2023 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Rule 16b-3 exempt acquisition from the Issuer.
F2 Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"). 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 2,054,198 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang.