Key facts
- This page summarizes Stanley E. Speer's Form 4 filing for CADIZ INC (CDZI).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Mar 2023, 20:51.
Stanley E. Speer - 01 Mar 2023 Form 4 Insider Report for CADIZ INC (CDZI)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- CDZI
- Reported as of
- 01 Mar 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Mar 2023, 20:51:22 UTC
- Prior SEC filing
- 16 Dec 2022
- Next SEC filing
- 07 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- Stanley E. Speer
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Stanley E. Speer filed Form 4 for CADIZ INC (CDZI) on 02 Mar 2023.
Change
- Previous filing in this sequence was filed on 16 Dec 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CDZI
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +20,124
- Change %
- +51%
- Price
- $0.000000
- Shares after
- 59,584
- Date
- 01 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CDZI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -42,500
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 42,500
- Date
- 01 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 42,500
- Exercise price
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents the vesting of 42,500 previously reported restricted stock units ("RSUs") and the concurrent issuance of net 20,124 shares of common stock as a consequence of such vesting, after giving effect to tax withholding as permitted under the approved terms applicable to the grant of the RSUs.
Footnote F2
Each previously reported RSU represents a contingent right to receive one share of Cadiz Inc. common stock.
Footnote F3
42,500 of these RSUs owned following the reporting transaction will vest upon the Company's entering into final binding water supply agreements for delivery of at least 9,500 acre-feet per year, subject to the Reporting Person's continuing employment as of such vesting date.
Footnote F4
The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of the securities has vested.