Keith Brackpool - Feb 4, 2022 Form 4 Insider Report for CADIZ INC (CDZI)

Role
Director
Signature
Keith Brackpool
Stock symbol
CDZI
Transactions as of
Feb 4, 2022
Transactions value $
$0
Form type
4
Date filed
2/8/2022, 12:41 PM
Previous filing
Dec 16, 2021
Next filing
Mar 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDZI Common Stock Options Exercise +170K +45.19% 546K Feb 4, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDZI Restricted Stock Units Options Exercise -170K -100% 0 Feb 4, 2022 Common Stock 170K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each previously reported Restricted Stock Unit ("RSU") represented a contingent right to receive one share of the Issuer's common stock. Vesting of these RSUs was accelerated by mutual agreement effective February 4, 2022.