Keith Brackpool - 04 Feb 2022 Form 4 Insider Report for CADIZ INC (CDZI)

Reporting relationship: Director
Issuer ticker: CDZI
Reported as of: 04 Feb 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 08 Feb 2022, 12:41:31 UTC
Prior SEC filing: 16 Dec 2021
Next SEC filing: 22 Mar 2022
Source filing: View source filing
Reporting owner signature: Keith Brackpool

Key filing fact

Keith Brackpool filed Form 4 for CADIZ INC (CDZI) on 08 Feb 2022.

Key facts

This page summarizes Keith Brackpool's Form 4 filing for CADIZ INC (CDZI).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 08 Feb 2022, 12:41.

Change

Previous filing in this sequence was filed on 16 Dec 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CDZI transaction

Common Stock

Options Exercise

Transaction value
Shares: +170,000
Change %: +45%
Price
Shares after: 546,198
Date: 04 Feb 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CDZI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -170,000
Change %: -100%
Price
Shares after: 0
Date: 04 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 170,000
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Each previously reported Restricted Stock Unit ("RSU") represented a contingent right to receive one share of the Issuer's common stock. Vesting of these RSUs was accelerated by mutual agreement effective February 4, 2022.