David A. Lorber - Dec 8, 2021 Form 4 Insider Report for PhenixFIN Corp (PFX)

Role: Chairman & Chief Exec. Officer, Director
Signature: /s/ David A. Lorber
Stock symbol: PFX
Transactions as of: Dec 8, 2021
Transactions value $: $1,290,000
Form type: 4
Date filed: 12/10/2021, 05:39 PM
Previous filing: Aug 31, 2021
Next filing: Feb 24, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PFX	Common Stock, $0.001 par value	Purchase	$1.29M	+30K	+214.29%	$43.00	44K	Dec 8, 2021	Direct
holding	PFX	Common Stock, $0.001 par value						1K	Dec 8, 2021	By spouse
holding	PFX	Common Stock, $0.001 par value						81.7K	Dec 8, 2021	By FrontFour Master Fund, Ltd.	F1
holding	PFX	Common Stock, $0.001 par value						2.09K	Dec 8, 2021	By FrontFour Opportunity Fund	F2

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares owned directly by FrontFour Master Fund, Ltd. ("FrontFour Master Fund") and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein.
F2	Shares owned directly by FrontFour Opportunity Fund ("FrontFour Opportunity Fund") and indirectly by David A. Lorber by virtue of his position as a principal owner of the investment manager of FrontFour Opportunity Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Opportunity Fund except to the extent of his pecuniary interest therein.