Funicular Funds, LP - Oct 11, 2023 Form 4 Insider Report for MEI Pharma, Inc. (MEIP)

Role
10%+ Owner
Signature
By: Cable Car Capital LLC, By: /s/ Jacob Ma-Weaver, Managing Member
Stock symbol
MEIP
Transactions as of
Oct 11, 2023
Transactions value $
$210,000
Form type
4
Date filed
10/13/2023, 05:04 PM
Previous filing
Sep 25, 2023
Next filing
Oct 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MEIP Common Stock Exercise of in-the-money or at-the-money derivative security $210K +30K +6.51% $7.00 491K Oct 11, 2023 By Funicular Funds, LP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MEIP Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -300 -5% $0.00 5.7K Oct 11, 2023 Common Stock 30K $7.00 By Funicular Funds, LP F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities were purchased and are held by Funicular Funds, LP (the "Fund"). Cable Car Capital LLC ("Cable Car"), as the General Partner of the Fund, and Jacob Ma-Weaver, as the Managing Member of Cable Car, may each be deemed the beneficial owner of the shares owned by the Fund. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.