Jack L. Howard - Mar 28, 2023 Form 4 Insider Report for STEEL PARTNERS HOLDINGS L.P. (SPLP)

Role
President, Director, 10%+ Owner
Signature
By: /s/ Maria Reda as attorney-in-fact for Jack L. Howard
Stock symbol
SPLP
Transactions as of
Mar 28, 2023
Transactions value $
-$296,463
Form type
4
Date filed
3/30/2023, 07:04 PM
Previous filing
Mar 27, 2023
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPLP Common Units, no par value Other +26.7K +1.31% 2.07M Mar 28, 2023 Direct F1, F2
transaction SPLP Common Units, no par value Other +1K 1K Mar 28, 2023 By Daughter F1, F7, F8
transaction SPLP Common Units, no par value Other +1K 1K Mar 28, 2023 By Daughter F1, F7, F8
transaction SPLP Common Units, no par value Other +1K 1K Mar 28, 2023 By Daughter F1, F7, F8
transaction SPLP 6% Series A Preferred Units Sale -$296K -12.9K -7.44% $22.90 161K Mar 29, 2023 Direct F1
holding SPLP Common Units, no par value 115K Mar 28, 2023 By EMH Howard, LLC F1, F3
holding SPLP Common Units, no par value 313 Mar 28, 2023 By Spouse F1
holding SPLP Common Units, no par value 459K Mar 28, 2023 By Article V Trust F1, F4
holding SPLP Common Units, no par value 1.55M Mar 28, 2023 By II Trust F1, F5
holding SPLP Common Units, no par value 756K Mar 28, 2023 By III Trust F1, F6
holding SPLP Common Units, no par value 1 Mar 28, 2023 By SPH SPV-I LLC F1
holding SPLP 6% Series A Preferred Units 87.6K Mar 28, 2023 By EMH Howard, LLC F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.
F2 Represents a distribution of Common Units from SPH SPV-I, LLC ("SPH SPV") to Mr. Howard who is a member of SPH SPV.
F3 Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH.
F4 Mr. Howard is a trustee of the Article V Trust. Mr. Howard does not have a pecuniary interest in the securities held by the Article V Trust.
F5 Mr. Howard is a trustee of the II Trust. Mr. Howard does not have a pecuniary interest in the securities held by the II Trust.
F6 Mr. Howard is a trustee of the III Trust. Mr. Howard does not have a pecuniary interest in the securities held by the III Trust.
F7 Represents a distribution of Common Units from SPH SPV to Mr. Howard's adult daughter who is a member of SPH SPV.
F8 Mr. Howard disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Howard is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.