Jack L. Howard - 10 Jan 2023 Form 4 Insider Report for STEEL PARTNERS HOLDINGS L.P. (SPLP)

Role
President, Director, 10%+ Owner
Signature
By: /s/ Maria Reda as attorney-in-fact for Jack L. Howard
Issuer symbol
SPLP
Transactions as of
10 Jan 2023
Net transactions value
-$511,086
Form type
4
Filing time
27 Mar 2023, 20:25:21 UTC
Previous filing
04 Jan 2023
Next filing
30 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPLP Common Units, no par value Gift $0 -57,488 -2.7% $0.000000 2,044,929 10 Jan 2023 Direct F1
transaction SPLP Common Units, no par value Gift $0 +57,488 +100% $0.000000 114,794 10 Jan 2023 By EMH Howard, LLC F1, F2
transaction SPLP 6% Series A Preferred Units Sale $229,095 -10,000 -5.1% $22.91 186,375 23 Mar 2023 Direct F1
transaction SPLP 6% Series A Preferred Units Sale $9,412 -411 -0.22% $22.90 185,964 24 Mar 2023 Direct F1
transaction SPLP 6% Series A Preferred Units Sale $272,579 -11,903 -6.4% $22.90 174,061 27 Mar 2023 Direct F1
holding SPLP Common Units, no par value 312 10 Jan 2023 By Spouse F1
holding SPLP Common Units, no par value 458,611 10 Jan 2023 By Article V Trust F1, F3
holding SPLP Common Units, no par value 1,551,652 10 Jan 2023 By II Trust F1, F4
holding SPLP Common Units, no par value 755,938 10 Jan 2023 By III Trust F1, F5
holding SPLP Common Units, no par value 1 10 Jan 2023 By SPH SPV-I LLC F1
holding SPLP 6% Series A Preferred Units 87,649 10 Jan 2023 By EMH Howard, LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.
F2 Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH.
F3 Mr. Howard is a trustee of the Article V Trust. Mr. Howard does not have a pecuniary interest in the securities held by the Article V Trust.
F4 Mr. Howard is a trustee of the II Trust. Mr. Howard does not have a pecuniary interest in the securities held by the II Trust.
F5 Mr. Howard is a trustee of the III Trust. Mr. Howard does not have a pecuniary interest in the securities held by the III Trust.