Thomas L. Flynn - 17 Jul 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for Thomas L. Flynn
Issuer symbol
N/A
Transactions as of
17 Jul 2023
Net transactions value
$0
Form type
4
Filing time
19 Jul 2023, 16:13:07 UTC
Previous filing
22 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 44,572 17 Jul 2023 Direct
holding HTLF Common Stock 37,411 17 Jul 2023 Direct F1
holding HTLF Common Stock 11,557 17 Jul 2023 IRA F2, F3
holding HTLF Common Stock 3,335 17 Jul 2023 IRA, Wife F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2023 Restricted Stock Units Award $0 +256 +5.3% $0.000000 5,061 17 Jul 2023 Common Stock 256 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held as Jt. Ten.
F2 These shares participate in a Dividend Reinvestment Plan.
F3 Self directed IRA Trust
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.