Thomas L. Flynn - Jun 20, 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for Thomas L. Flynn
Stock symbol
HTLF
Transactions as of
Jun 20, 2023
Transactions value $
$0
Form type
4
Date filed
6/22/2023, 04:15 PM
Previous filing
Jun 16, 2023
Next filing
Jul 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +1.92K +4.62% $0.00 43.5K Jun 20, 2023 Direct
transaction HTLF Common Stock Options Exercise $0 +1.11K +2.54% $0.00 44.6K Jun 20, 2023 Direct
holding HTLF Common Stock 37.4K Jun 20, 2023 Direct F1
holding HTLF Common Stock 11.6K Jun 20, 2023 IRA F2, F3
holding HTLF Common Stock 3.34K Jun 20, 2023 IRA, Wife F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2022 Director Restricted Stock Units Options Exercise $0 -1.92K -100% $0.00* 0 Jun 20, 2023 Common Stock 1.92K Direct F4, F5
transaction HTLF 2022 Director Restricted Stock Units (board retainer) Options Exercise $0 -1.11K -100% $0.00* 0 Jun 20, 2023 Common Stock 1.11K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held as Jt. Ten.
F2 These shares participate in a Dividend Reinvestment Plan.
F3 Self directed IRA Trust
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person