Thomas L. Flynn - 20 Jun 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for Thomas L. Flynn
Issuer symbol
N/A
Transactions as of
20 Jun 2023
Net transactions value
$0
Form type
4
Filing time
22 Jun 2023, 16:15:18 UTC
Previous filing
16 Jun 2023
Next filing
19 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +1,921 +4.6% $0.000000 43,467 20 Jun 2023 Direct
transaction HTLF Common Stock Options Exercise $0 +1,105 +2.5% $0.000000 44,572 20 Jun 2023 Direct
holding HTLF Common Stock 37,411 20 Jun 2023 Direct F1
holding HTLF Common Stock 11,557 20 Jun 2023 IRA F2, F3
holding HTLF Common Stock 3,335 20 Jun 2023 IRA, Wife F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2022 Director Restricted Stock Units Options Exercise $0 -1,921 -100% $0.000000* 0 20 Jun 2023 Common Stock 1,921 Direct F4, F5
transaction HTLF 2022 Director Restricted Stock Units (board retainer) Options Exercise $0 -1,105 -100% $0.000000* 0 20 Jun 2023 Common Stock 1,105 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held as Jt. Ten.
F2 These shares participate in a Dividend Reinvestment Plan.
F3 Self directed IRA Trust
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person