Christopher Hylen - 05 Jun 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Christopher Hylen
Issuer symbol
N/A
Transactions as of
05 Jun 2022
Net transactions value
$0
Form type
4
Filing time
06 Jun 2022, 16:50:51 UTC
Previous filing
07 Jun 2021
Next filing
17 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $66,375 +1,500 +124% $44.25 2,708 05 Jun 2022 Direct
transaction HTLF Common Stock Options Exercise $42,038 +950 +35% $44.25 3,658 05 Jun 2022 Direct
holding HTLF Common Stock 1,208 05 Jun 2022 Direct
holding HTLF Depository Shares 3,500 05 Jun 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Director Restricted Stock Units Options Exercise $66,375 -1,500 -50% $44.25 1,500 05 Jun 2022 Common Stock 0 Direct F2, F3
transaction HTLF 2021 Director Restricted Stock Units (board retainer) Options Exercise $42,038 -950 -50% $44.25 950 05 Jun 2022 Common Stock 0 Direct F2, F3
holding HTLF 2021 Director Restricted Stock Units 0 05 Jun 2022 Common Stock 1,500 Direct F2, F3
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 05 Jun 2022 Common Stock 950 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.