Christopher Hylen - 05 Jun 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Christopher Hylen
Issuer symbol
N/A
Transactions as of
05 Jun 2021
Net transactions value
$0
Form type
4
Filing time
07 Jun 2021, 14:37:01 UTC
Previous filing
20 May 2021
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $44,509 +884 $50.35 884 05 Jun 2021 Direct
transaction HTLF Common Stock Options Exercise $16,313 +324 +37% $50.35 1,208 05 Jun 2021 Direct
holding HTLF Depository Shares 3,500 05 Jun 2021 Direct F1
holding HTLF Common Stock 0 05 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2020 Director Restricted Stock Units (retainer) Options Exercise $16,313 -324 -50% $50.35 324 05 Jun 2021 Common Stock 0 Direct F2, F3
transaction HTLF 2020 Director Restricted Stock Units Options Exercise $44,509 -884 -50% $50.35 884 05 Jun 2021 Common Stock 0 Direct F2, F3
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 05 Jun 2021 Common Stock 950 Direct F2, F3
holding HTLF 2021 Director Restricted Stock Units 0 05 Jun 2021 Common Stock 1,500 Direct F2, F3
holding HTLF 2020 Director Restricted Stock Units (retainer) 0 05 Jun 2021 Common Stock 324 Direct F2, F3
holding HTLF 2020 Director Restricted Stock Units 0 05 Jun 2021 Common Stock 884 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.